International Shipping Intermediate

Export Documentation

Also known as: Export Papers, Export Paperwork, Shipping Documents

Definition

Export documentation is the collection of paperwork required to legally ship goods from one country to another. Proper documentation ensures smooth customs clearance, compliance with trade regulations, and payment processing.

Essential Export Documents

Commercial Invoice

  • Describes goods being shipped
  • States value for customs
  • Required for all commercial shipments
  • Includes buyer, seller, terms of sale

Packing List

  • Itemizes package contents
  • Shows quantities and weights
  • Describes packaging
  • Aids customs inspection

Bill of Lading (Ocean) / Airway Bill (Air)

  • Contract with carrier
  • Receipt of goods
  • Title document (B/L)
  • Required for shipping

Certificate of Origin

  • Declares country of manufacture
  • Required for trade agreement benefits
  • May need chamber certification
  • Specific format requirements

Additional Documents (When Required)

Document When Needed
Export license Controlled goods, certain destinations
EEI/AES filing US exports over $2,500
Shipper’s Letter of Instruction Freight forwarding
Insurance certificate When buyer requires proof
Inspection certificate Some products/destinations
Phytosanitary certificate Plants, agricultural products
Dangerous goods declaration Hazmat shipments
Textile visa Apparel to certain countries

US Export Requirements

Electronic Export Information (EEI):

  • Required for most exports over $2,500
  • Filed via AES (Automated Export System)
  • Must file before export
  • Some exemptions apply

EEI exemptions:

  • Shipments under $2,500 (most destinations)
  • Canada (most items)
  • Certain commodities

Export licenses:

  • Dual-use items (technology, chemicals)
  • Certain destinations (embargoed countries)
  • Military items
  • Check Bureau of Industry and Security (BIS)

Creating Proper Documentation

Commercial Invoice Requirements

  • Complete buyer and seller information
  • Detailed product descriptions
  • HS codes
  • Quantities and values
  • Terms of sale (Incoterms)
  • Country of origin

Common Documentation Errors

  1. Vague descriptions - “Parts” instead of “aluminum engine brackets”
  2. Missing HS codes - Causes classification delays
  3. Value discrepancies - Invoice doesn’t match order
  4. Incorrect country of origin - Affects duty rates
  5. Missing signatures - Some documents need wet signatures
  6. Wrong Incoterms - Creates liability confusion

Document Retention

US requirements:

  • Keep export records 5 years
  • May be audited by BIS or Census
  • Electronic storage acceptable
  • Must be accessible on request

Digital Documentation

Benefits:

  • Faster processing
  • Fewer errors
  • Easy retrieval
  • Better compliance

Electronic options:

  • Digital invoices (PDF)
  • AES Direct filing
  • Carrier document upload
  • Trade compliance software
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