Supply Chain Intermediate

Vendor Compliance

Also known as: Supplier Compliance, Retail Compliance, Vendor Requirements

Definition

Vendor compliance is the degree to which suppliers meet the specific operational requirements set by their retail or wholesale customers. Major retailers have detailed compliance programs that dictate how products must be labeled, packaged, and shipped.

Common Compliance Requirements

Labeling

  • UPC/barcode specifications
  • Carton labels (GS1-128)
  • Price tickets and tags
  • Country of origin labels
  • Pallet labels

Packaging

  • Carton dimensions and weight limits
  • Inner pack quantities
  • Packaging materials
  • Pallet configuration (Ti x Hi)
  • Overhang/underhang rules

Shipping

  • Routing guide adherence
  • Appointment scheduling
  • Carrier selection
  • Load configuration
  • Delivery windows

Documentation

  • ASN (EDI 856) timing and accuracy
  • Invoice requirements
  • Packing slip format
  • Certificate requirements

Major Retailer Compliance Programs

Retailer Program Name Notable Requirements
Walmart OTIF (On-Time, In-Full) 98% OTIF target
Amazon Amazon Vendor Compliance Prep and labeling standards
Target Vendor Compliance Specific case pack rules
Costco Vendor Compliance Program Pallet and display requirements

Chargebacks

Non-compliance typically results in chargebacks:

  • Labeling errors - $50-150 per violation
  • ASN issues - $25-100 per order
  • Late shipment - 3-5% of order value
  • Wrong routing - Full freight charges

Achieving Compliance

  1. Read the routing guide - Know all requirements
  2. Invest in systems - EDI, labeling, WMS
  3. Train staff - Everyone understands requirements
  4. Monitor metrics - Track scorecards proactively
  5. Audit shipments - Catch issues before shipping
  6. Communicate - Address issues with buyers promptly
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